U.S. law & G8 Ministers’ call for donations to Rome Statute’s Trust Fund for Victims

Notable in the just-released White House recap of its efforts to prevent mass atrocities is the foregrounding of 2 actions this year:

► Enactment in January of “bipartisan legislation to enhance our ability to offer financial rewards” – up to $5 million – “for information that helps to bring to justice” selected international indictees, among them “Joseph Kony and other senior leaders of the Lord’s Resistance Army, as well as Sylvestre Mudacumura from the Democratic Forces for the Liberation of Rwanda….”

► Developments in March, when “[t]he United States facilitated the voluntary surrender of Bosco Ntaganda” to stand trial “for war crimes and crimes against humanity….”

g8What’s notable is that both actions – like others noted in this commentary by Professor David Kaye – come to the aid of the indicting organization, the Hague-based International Criminal Court.  The same is true of an action not mentioned in the recap; that is, the Declaration on Preventing Sexual Violence in Conflict adopted at a mid-April London meeting. Paragraph 5 of the Declaration concludes:

‘Ministers emphasised the need for further funding support for victims and called on the international community, including the G8, to increase their efforts to mobilise such funding, including to programmes such as the ICC Trust Fund for Victims and its implementing partners.’

“Ministers” refers to the Foreign Ministers of the European Union and all members of the G-8. Thus joining the Declaration were 2 countries not party to the ICC’s Rome Statute: Russia and the United States. (credit for AFP photo made at the G-8 meeting of Foreign Ministers – from left, minsCatherine Ashton, European Union; John Baird, Canada; Laurent Fabius, France; John Kerry, United States; William Hague, Britain; Sergey Lavrov, Russia; Guido Westerwelle, Germany; Fumio Kishida, Japan; and Mario Monti, Italy)

These actions prompt examination of the potential extent of U.S. support for the ICC – in particular, given the G-8 Declaration, U.S. support for the Trust Fund for Victims. Would U.S. financial contributions to the Trust Fund for Victims contravene the American Service Members Protection Act? A preliminary look at the question indicates that they would not.

Section 2004 of the Act prohibits the giving of various forms of “cooperation,” “support,” and “appropriated funds” to the “International Criminal Court.” Section 2013(6) has the following definition:

‘INTERNATIONAL CRIMINAL COURT – The term “International Criminal Court” means the court established by the Rome Statute.’

The definition gives rise to a question: Does the Trust Fund fall within that statutory term “the court”?

Despite some writings on the workings of the Trust Fund (e.g., here), there appears to be little in-depth scholarship on the organizational relationship between it and the Court. An expert on international organizations ought to take this on.

Still, ICC documents seem to set the Fund apart from the Court; that is, the Trust Fund is established to benefit victims of crimes in the Court’s jurisdiction, but is not expressly itself within the Court’s jurisdiction. It is governed by the Assembly of States Parties, as is the Court, but there is an argument that it is not part of the Court. Indeed, a 2007 amendment permits earmarking of voluntary contributions to the Trust Fund in a way that sets such donations outside the frame of the Court. Both are within the “Rome Statute system,” as ICC Prosecutor Fatou Bensouda and others term it, but they arguably are separate entities within that system.

Note too that the founding resolution does not seem to limit membership on the Trust Fund board of directors to nationals of states parties. Assuming later-promulgated regulations do not change this, that would make this board different from other elected positions, like ICC judge and ICC prosecutor, and again suggests a different status.

Now consider Section 2004(f) of the American Service Members Protection Act:

‘PROHIBITION ON USE OF APPROPRIATED FUNDS TO ASSIST THE INTERNATIONAL CRIMINAL COURT – Notwithstanding any other provision of law, no funds appropriated under any provision of law may be used for the purpose of assisting the investigation, arrest, detention, extradition, or prosecution of any United States citizen or permanent resident alien by the International Criminal Court.’

The phrasing begs the question whether there is a ban on U.S. funding in any instance in which the suspect or accused is not a “United States citizen or permanent resident alien.” It seems even more clear that funding reparations – aiding victims, without regard to perpetrators – is something wholly outside the scope of “investigation, arrest, detention, extradition, or prosecution.” By this reasoning, U.S. financial contributions to the Trust Fund for Victims, which has no role at all in “investigation, arrest, detention, extradition, or prosecution,” are not prohibited by the American Service Members Protection Act. (See further limits on the Act’s scope – including reference to unofficial reports of a confidential Office of Legal Counsel memo on the issue – at pages 6-11 and 17 of a 2010 American Society of International Law compilation of white papers, Beyond Kampala: Next Steps for U.S. Principled Engagement with the International Criminal Court.)

The above interpretation of the Act’s funding rules cannot be extended to subsequent legislation, by which Congress imposed a blanket ban on using appropriated funds “for use by, or for support of, the International Criminal Court,” unless and until the now-unlikely event that the United States ratifies the Rome treaty following 2/3 approval by the Senate. The latter amendment, however, defines “International Criminal Court” in much the same way as the above-quoted Section 2013(6) of the American Service Members Protection Act; thus the question lingers whether the Trust Fund falls within the scope even of the latter amendment’s ban.

dosA final point respecting the American Service Members Protection Act: U.S. contributions to the Trust Fund would not contradict the intent of Congress, as it may be inferred from the Section 2002 Findings with which the Act begins. Donating to the Trust Fund for Victims in no way would enable the Court to pursue U.S. nationals or other “covered” individuals. It would have no relation to the ICC offense that appeared to give Congress most concern, the not-yet-fully-punishable crime of aggression. And with regard to Finding #4, which quotes the 1998 statement in which then-Ambassador David Scheffer opposed the Rome Statute on the ground that “‘[w]e are left with consequences that do not serve the cause of international justice,'” one discerns a congressional willingness to support institutions (such as ad hoc tribunals, which are exempted from the Act) that in fact serve that cause. U.S. contributions to reparations, via the Trust Fund for Victims, would meet that criterion.

Consideration of such contributions would further the United States’ current policy of positive engagement with the Rome system of international criminal justice. Reconsideration of all federal statutory barriers, a move supported by a range of U.S. experts (among them, Professor Kaye and former State Department Legal Adviser John B. Bellinger III), seems yet another logical next step.

2 thoughts on “U.S. law & G8 Ministers’ call for donations to Rome Statute’s Trust Fund for Victims

  1. David K says:

    Thanks for this very informative post. I do not have much to add to the excellent analysis on whether reparations fall within the ASPA, except to note as an aside that similar arguments have been advanced in relation to article 86 of the Rome Statute (“States Parties shall …cooperate fully with the Court in its investigation and prosecution of crimes…”) contending that States have no duty to cooperate with (some or even all) judicial decisions, including those related to reparations.

    I would like to offer some additional thoughts on the relationship between the Trust Fund and the ICC, where the initiatives and compromises agreed by the ASP have created a complex situation and have sowed some confusion. It’s true that there’s not much academic scholarship published on the relationship between the Court and the Trust Fund, but I would highly recommend Conor McCarthy’s excellent book “Reparations and Victim Support in the International Criminal Court” (Cambridge UP, 2012). I would also add that practitioners in the ICC and ASP have given extensive reflection and consideration to this complex issue in order to enable the Trust Fund to operate effectively.

    As a starting point, it’s essential to distinguish three different entities which are often lumped together as the “Trust Fund for Victims”:

    First and foremost, in its literal sense, the Trust Fund for Victims is just that, a trust fund. At this stage, it is essentially a bank account holding money paid in from voluntary contributions as well as appropriations assessed by the ASP and interest received (it also has held some other assets, e.g., a Rolex watch received as a gift by the Prosecutor and donated to the Trust Fund). This trust fund is one of several ICC trust funds, opened and administered by the Registrar, in accordance with the Financial Regulations and Rules, on behalf of the International Criminal Court.

    Second, there is the Secretariat of the Board of Directors of the Trust Fund which does much of the actual administration of the fund. The members of the Secretariat are staff of the International Criminal Court appointed formally by the Registrar.

    Third, there is the Board of Directors of the Trust Fund appointed by the ASP. Of the three aspects often lumped together as comprising the “Trust Fund for Victims”, it is in relation to this third aspect where there is a grey area as to whether it’s part of the Court.

    Confusion arises because the financial resources and staff are under the direction of the Board of Directors, giving the impression that they are also independent from the Court. This is not actually unique. Similar issues arise with respect to the Secretariat of the ASP, the Independent Oversight Mechanism, the Office of Internal Audit, and, to a lesser extent, the Offices of Public Counsel for victims and the defence and even the OTP (for financial resources but not staff where the Prosecutor has separate authority).

    However, the critical points are that the Board of Directors lacks the legal personality provided to the Court in article 3 of the Rome Statute and they lack the independent authority under the Financial Regulations and Rules or under the Staff Regulations and Rules to manage the assets and staff, both of which are technically parts of the International Criminal Court. Any voluntary contributions to the Trust Fund for Victims would be contributions to the Trust Fund in the first sense. Depending on a decision of the ASP, a percentage could also be allocated as programme support costs to be distributed to the Registry and/or Secretariat – again parts of the International Criminal Court. So, while there is a degree of separation from the Court in that these funds would be directed by the Board – although that is also subject to the role of Chambers under the Regulations of the Trust Fund for Victims, my assessment is that any contributions would be to the International Criminal Court.

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